Notice from the Office of the Secretary: In the Matter of RBC Dominion Securities Inc. et al.

For Immediate Release
Notice from the Office of the Secretary

IN THE MATTER OF
RBC DOMINION SECURITIES INC.,
ROYAL MUTUAL FUNDS INC., AND
RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC.

 

TORONTO – Following a hearing held today, the Commission issued an Order in the above named matter approving the Settlement Agreement reached between Staff of the Commission and RBC Dominion Securities Inc., Royal Mutual Funds Inc., and RBC Phillips, Hager & North Investment Counsel Inc.

A copy of the Order dated June 27, 2017, Settlement Agreement dated June 21, 2017 and Oral Ruling and Reasons dated June 27, 2017 are available at www.osc.gov.on.ca.

 

 

 

 

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION

 

 

 

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