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Hearing schedule

Modes of hearing

The Tribunal holds its hearings in a hearing room, by videoconference, in writing, or some combination of those. A panel (the adjudicator(s) presiding over the hearing) has discretion to determine the mode of a hearing including the physical presence of participants in the hearing room, if applicable. For more information, see rule 9 of the Capital Markets Tribunal’s Rules of Procedure.

All currently scheduled hearings will proceed in the mode already ordered by a panel, unless the panel orders otherwise at the request of a party or on its own initiative.

All hearings are open to the public unless a panel orders otherwise.

Public and media access to hearings

Visual or audio recording of a hearing is prohibited unless a panel grants permission. Requests for recording must be made in writing and sent to the Registrar and all parties at least five days before the hearing. A person who obtains permission to make a visual or audio recording will be subject to the directions of the panel and must not engage in any behaviour that detracts from the hearing.

To attend a hearing in the hearing room: The Tribunal’s hearing rooms are on the 17th floor at 20 Queen Street West in Toronto. The hearing rooms are accessible and include several assistive devices. Accessibility requests may be made by contacting the Registrar at least 30 days before the hearing at registrar@capitalmarketstribunal.ca so that reasonable accommodation can be arranged.

To observe a hearing by videoconference: select the “Register to attend” link below on the hearing schedule.

Land Acknowledgement

In the spirit of truth and reconciliation, the Capital Markets Tribunal acknowledges that it is located in Toronto on the traditional lands of the Mississaugas of the Credit, the Anishinaabeg, the Chippewa, the Haudenosaunee and the Huron-Wendat peoples. Toronto is covered by Treaty 13, signed with the Mississaugas of the Credit, and by the Williams Treaty, signed with multiple Mississaugas and Chippewa bands.

The Capital Markets Tribunal continues to seek meaningful ways to protect the earth and future benefactors for the peace, reconciliation and healthy environments being heralded by this Land Acknowledgement.

Hearing schedule

The Tribunal hears different types of proceedings. Each proceeding typically includes multiple hearings.

For more information about proceedings, please refer to the Tribunal’s Rules of Procedure, Guide to Capital Markets Tribunal Proceedingsassistance for self-represented parties and other Tribunal resources. All questions concerning upcoming hearings should be directed to the Registrar at registrar@capitalmarketstribunal.ca.

Hearing Date (MM/DD/YYYY)
Results 1 - 20 of 20
Date
Respondent/Applicant
Hearing mode
Proceeding type
Hearing type
File number
May 31, 2024
10:00 AM
In person (with videoconference)
Enforcement Proceeding
Merits
June 3, 2024
01:00 PM
In person (with videoconference)
Enforcement Proceeding
Merits
June 6, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Case management hearing
June 7, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Case management hearing
June 7, 2024
01:00 PM
In person (with videoconference)
Enforcement Proceeding
Merits
June 11, 2024
02:00 PM
Videoconference only
Application for review of a decision
Case management hearing
June 12, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Merits
June 12, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Case management hearing
June 13, 2024
10:00 AM
In person (with videoconference)
Enforcement Proceeding
Merits
Additional Dates

June 14, 2024

10:00 AM

July 3, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Sanctions and Costs
July 8, 2024
10:00 AM
In person (with videoconference)
Enforcement Proceeding
Merits
Additional Dates

July 9, 10, 11, 12, 15, 16, 17, 18, 19, 22, 23, 24, 25 and 26, 2024

10:00 AM

 

July 12, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Case management hearing
July 29, 2024
10:00 AM
In person (with videoconference)
Application for review of a decision
Application
Additional Dates

July 30, 2024

10:00 AM

August 29, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Case management hearing
September 4, 2024
10:00 AM
Videoconference only
Enforcement Proceeding
Case management hearing
October 7, 2024
10:00 AM
In person (with videoconference)
Enforcement Proceeding
Merits
Additional Dates

October 8, 9, 10, 2024

10:00 AM

October 8, 2024
10:00 AM
In person (with videoconference)
Enforcement Proceeding
Merits
Additional Dates

October 9, 10, 22, 23, 24, 29, 30, and 31, 2024 

November 28, and 29, 2024

December 2, 3, 12, 13, 16, 17, and 18, 2024

January 14, 15, 16, 21, 22, 23, 28, 29, and 30, 2025

February 4, 5, 6, and 11, 2025

10:00 AM

October 15, 2024
10:00 AM
In person (with videoconference)
Enforcement Proceeding
Motion
Additional Dates

October 16, 2024

10:00 AM

January 10, 2025
10:00 AM
Videoconference only
Enforcement Proceeding
Case management hearing
February 19, 2025
10:00 AM
In person (with videoconference)
Enforcement Proceeding
Merits
Additional Dates

February 20, 21 and 24, 2025

10:00 AM