Application: In the Matter of Mark Odorico
IN THE MATTER OF MARK ODORICO
APPLICATION (For Hearing and Review of a Decision Under Section 8 of the Securities Act, RSO 1990, c S.5)
A. ORDER SOUGHT
The Applicant, Mark Odorico, request(s) that the Tribunal make the following order(s):
1. The financial penalties and life ban from industry were too excessive and unfair to the applicant under the circumstances.
The grounds for the request and the reasons for seeking a hearing and review are:
1. I was not treated fairly based on my health condition I needed more time to be represented properly.
2. I did not do anything wrong with investment accounts I only had a personal loan that was agreed upon with the related parties that were family and outside personal relationship that were outside of my employment.
C. DOCUMENTS AND EVIDENCE
The Applicant intend(s) to rely on the following documents and evidence at the hearing:
1. see attachments provided as evidence at the hearings.
Dated 13 day of August, 2022