Order: In the Matter of Mark Odorico

Order

IN THE MATTER OF
MARK ODORICO

 

File No. 2022-18

Adjudicators:

Andrea Burke (chair of the panel)
Sandra Blake
Dale R. Ponder

January 20, 2023

ORDER

 

WHEREAS on January 20, 2023, the Capital Markets Tribunal held a hearing by videoconference, in relation to the application brought by Mark Odorico to review the decisions of the Investment Industry Regulatory Organization of Canada (IIROC) dated April 7, 2022 and August 15, 2022 (the Application);

AND WHEREAS Odorico made a request to vary deadlines contained in the Tribunal’s orders dated October 7, 2022 (October 7 Order) and January 12, 2023 (January 12 Order);

ON HEARING the submissions of Odorico and the representatives of Staff of the New Self Regulatory Organization of Canada (formerly IIROC) (New SRO) and Staff of the Ontario Securities Commission;

IT IS ORDERED THAT:

  1. paragraph 1(a)(iii) of the January 12 Order is varied as follows:
    1. by 4:30 p.m. on January 27, 2023, Odorico shall serve a summary of his anticipated evidence as a witness;
  2. paragraph 2(k) of the October 7 Order is varied as follows:
    1. by 4:30 p.m. on January 27, 2023, Odorico shall serve and file his written submissions, if any, on the Application; and
  3. paragraph 2(l) of the October 7 Order is varied as follows:
    1. by 4:30 p.m. on February 10, 2023, Staff of the New SRO shall serve and file its hearing brief, if any, and written submissions on the Application.

 

“Andrea Burke”
Andrea Burke
“Sandra Blake”
Sandra Blake
“Dale R. Ponder”
Dale R. Ponder