Order: Ontario Securities Commission v Arquette

BETWEEN:

ONTARIO SECURITIES COMMISSION

(Applicant)

- and -

ADAM JOSEPH ARQUETTE and ARQUETTE INSURANCE AND WEALTH

MANAGEMENT

(Respondents)

File No. 2025-28

Adjudicator:

Geoffrey Creighton

November 10, 2025

ORDER

(Subsections 127(1) and 127(8) of the Securities Act, RSO 1990, c S.5)

WHEREAS on November 10, 2025, the Capital Markets Tribunal held a hearing by videoconference to consider an application by the Ontario Securities Commission to extend a temporary order of the Commission dated October 27, 2025;

ON READING the materials filed by the representative for the Commission, and on hearing the submissions of the representatives for the Commission and the respondents, and on being advised that the respondents consent to this order, without prejudice to their right to seek a variation of this order under section 144.1 of the Securities Act;

IT IS ORDERED, pursuant to ss. 127(1)2, 127(1)3 and 127(8) of the Securities Act, that until April 27, 2026:

1. trading in any securities by Arquette, Arquette Insurance and Wealth Management, or by any person on their behalf, including but not limited to any act, advertisement, solicitation, conduct, or negotiation, directly or indirectly in furtherance of a trade, shall cease; and
2. any exemptions contained in Ontario securities law do not apply to Arquette or Arquette Insurance and Wealth Management.