Order: Ontario Securities Commission v Arquette
BETWEEN:
ONTARIO SECURITIES COMMISSION
(Applicant)
- and -
ADAM JOSEPH ARQUETTE and
ARQUETTE INSURANCE AND WEALTH MANAGEMENT
(Respondents)
File No. 2025-28
Adjudicator: James Doris
October 21, 2026
ORDER
(Subsections 127(1) and 127(8) of the Securities Act, RSO 1990, c S.5)
WHEREAS the Capital Markets Tribunal held a hearing in writing to consider a motion by the Ontario Securities Commission to further extend a temporary order of the Commission dated October 27, 2025, and extended by the Tribunal on November 10, 2025, April 27, 2026, and May 20, 2026;
ON READING the materials filed by the Commission, and upon being advised by the applicant that the respondents consent to the relief requested in the motion;
IT IS ORDERED pursuant to ss. 127(1)2, 127(1)3 and 127(8) of the Securities Act, that until 4:30 p.m. on April 27, 2027:
- trading in any securities by Adam Joseph Arquette, Arquette Insurance and Wealth Management, or by any person on their behalf, including any act, advertisement, solicitation, conduct, or negotiation, directly or indirectly in furtherance of a trade, shall cease; and
- any exemptions contained in Ontario securities law do not apply to Arquette or Arquette Insurance and Wealth Management.
“James Doris”
James Doris