Order: In the Matter of Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon)
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5 AS AMENDED
- AND -
IN THE MATTER OF ROBERT JOSEPH VANIER
(a.k.a. CARL JOSEPH GAGNON)
O R D E R
(Sections 127 and 127.1)
WHEREAS on March 29, 2010, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing and a Statement of Allegations pursuant to section 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) in respect of Robert Joseph Vanier (“Vanier”);
AND WHEREAS on April 8, 2010 at 2:00 p.m., the Commission held a hearing where Staff of the Commission (“Staff”) and counsel for the Respondent attended and the hearing was adjourned to April 9, 2010 at 2:30 p.m.;
AND WHEREAS on April 9, 2010 at 2:30 p.m., the Commission held a hearing where Staff and counsel for the Respondent attended and the hearing was adjourned to April 12, 2010 at 3:30 p.m.;
AND WHEREAS on April 12, 2010 at 3:30 p.m., the Commission held a hearing where Staff and counsel for the Respondent attended;
AND WHEREAS the Respondent has provided an Undertaking in a form satisfactory to the Commission that is attached to this Order;
AND UPON HEARING submissions from counsel for Staff and from counsel for the Respondent;
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;
IT IS ORDERED THAT a pre-hearing conference shall be held on May 10, 2010 at 10:00 a.m. or as soon thereafter as may be fixed by the Secretary to the Commission and agreed to by the parties.
DATED at Toronto this 12th day of April, 2010.
| "James E. A. Turner" | |
| James E. A. Turner |