Order: In the Matter of Kenton Roy Rustulka

Order
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IN THE MATTER OF   
KENTON ROY RUSTULKA

File No. 2023-9

Adjudicator: James D. G. Douglas

October 27, 2023

ORDER

(Subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5)

 

WHEREAS, the Capital Markets Tribunal held a hearing in writing, to consider a request by Staff of the Commission (Staff) for an order imposing sanctions against Kenton Roy Rustulka pursuant to subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5 (the Act);

ON READING the materials filed by Staff, Rustulka not filing any materials, although properly served;

IT IS ORDERED THAT:

  1. pursuant to paragraph 2 of subsection 127(1) of the Act, trading in any securities or derivatives by Rustulka cease permanently;
  2. pursuant to paragraph 2.1 of subsection 127(1) of the Act, the acquisition of any securities by Rustulka is prohibited permanently;
  3. pursuant to paragraph 3 of subsection 127(1) of the Act, any exemptions contained in Ontario securities law do not apply to Rustulka permanently;
  4. pursuant to paragraphs 7, 8.1 and 8.3 of subsection 127(1) of the Act, Rustulka resign any positions he holds as a director or officer of an issuer or registrant, including as an investment fund manager;
  5. pursuant to paragraphs 8, 8.2 and 8.4 of subsection 127(1) of the Act, Rustulka is prohibited permanently from becoming or acting as a director or officer of any issuer or registrant, including as an investment fund manager; and
  6. pursuant to paragraph 8.5 of subsection 127(1), Rustulka is prohibited permanently from becoming or acting as a registrant, including as an investment fund manager or promoter.

 

“James D. G. Douglas”   
James D. G. Douglas