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Proceedings

The Capital Markets Tribunal hears different types of proceedings. Each proceeding typically includes multiple hearings. If you are interested in attending a hearing, please consult our Tribunal hearing schedule.

Adjudicative records are documents that relate to a proceeding before a Panel (the adjudicator(s) who preside over a hearing). By searching for a proceeding, you can view the adjudicative records associated with that proceeding. The following adjudicative records are currently published on this page, unless a Panel orders otherwise:

• Applications
• Statements of Allegation
• Notices of Hearing
• Motions
• Notices of Withdrawal
• Decisions
• Orders
• Reasons
• Settlement agreements

Other adjudicative records are available to the public upon request, if practicable, unless a Panel orders otherwise. Requests for access to adjudicative records should be made to record@osc.gov.on.ca or by contacting OSC Records at 416-593-3735, TTY: 1-866-827-1295.

In addition, reasons for decisions issued since 2004 are available free of charge on the Canadian Legal Information Institute website (CanLII).

For more information or assistance with inquiries relating to current proceedings before the Tribunal, contact the Registrar at registrar@osc.gov.on.ca.

Search for a proceeding

Closing Date
Proceedings active during this period (MM/DD/YYYY)
Date range filters do not apply to Proceedings before 2010
Results 81 - 100 of 875
File #
File number
Proceeding name
Status
Notice of hearing
File Number
2019-19
Closed
File Number
2019-26
Closed
File Number
2019-25
Closed
File Number
2019-24
Closed
File Number
2019-22
Active
File Number
2019-20
Closed
File Number
2019-8
Closed
File Number
2019-17
Closed
File Number
2019-16
Closed
File Number
2019-13
Closed
File Number
2019-12
Active
File Number
2019-9
Closed
File Number
2019-4
Closed
File Number
2019-7
Closed
File Number
2019-5
Closed
File Number
2019-6
Closed
File Number
2019-3
Closed
File Number
2018-76
Closed
File Number
2018-68
Closed
File Number
2018-75
Closed