Order: Ontario Securities Commission v Arquette
BETWEEN:
ONTARIO SECURITIES COMMISSION
(Applicant)
- and -
ADAM JOSEPH ARQUETTE and ARQUETTE INSURANCE AND WEALTH MANAGEMENT
(Respondents)
File No. 2025-28
Adjudicator:
Andrea Burke
May 20, 2026
ORDER
(Subsections 127(1) and 127(8) of the Securities Act, RSO 1990, c S.5)
WHEREAS on May 20, 2026, the Capital Markets Tribunal held a hearing by videoconference to consider a motion by the Ontario Securities Commission to further extend a temporary order of the Commission dated October 27, 2025, and extended by the Tribunal on November 10, 2025, and April 27, 2026;
ON READING the materials filed by the Commission and the correspondence of the parties, on hearing the submissions of the representatives for the parties, and on being advised that the respondents consent to this order;
IT IS ORDERED pursuant to ss. 127(1)2, 127(1)3 and 127(8) of the Securities Act, that until 4:30 p.m. on October 27, 2026:
- trading in any securities by Arquette, Arquette Insurance and Wealth Management, or by any person on their behalf, including but not limited to any act, advertisement, solicitation, conduct, or negotiation, directly or indirectly in furtherance of a trade, shall cease; and
- any exemptions contained in Ontario securities law do not apply to Arquette or Arquette Insurance and Wealth Management.
“Andrea Burke”
Andrea Burke