Order: In the Matter of Christopher Uitvlugt

Order
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IN THE MATTER OF
CHRISTOPHER UITVLUGT

File No. 2022-12

Adjudicator: Timothy Moseley

         

July 19, 2022

ORDER

(Subsections 127(1) and 127(10) of the
Securities Act, RSO 1990, c S.5)

 

WHEREAS the Capital Markets Tribunal held a hearing in writing to consider an application by Staff of the Ontario Securities Commission (Staff) for an order imposing sanctions against Christopher Uitvlugt (Uitvlugt) pursuant to subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5 (the Act);

ON READING the materials filed by Staff, Uitvlugt having not filed any materials, although properly served;

IT IS ORDERED THAT:

  1. pursuant to paragraph 2 of s. 127(1) of the Act, trading in any securities or derivatives by Uitvlugt shall cease permanently;
  2. pursuant to paragraph 2.1 of s. 127(1) of the Act, acquisition of any securities by Uitvlugt shall be prohibited permanently;
  3. pursuant to paragraph 3 of s. 127(1) of the Act, any exemptions contained in Ontario securities law shall not apply to Uitvlugt permanently;
  4. pursuant to paragraphs 7, 8.1 and 8.3 of s. 127(1) of the Act, Uitvlugt shall immediately resign any positions that he holds as a director or officer of any issuer or registrant;
  5. pursuant to paragraphs 8, 8.2 and 8.4 of s. 127(1) of the Act, Uitvlugt shall be prohibited permanently from becoming or acting as a director or officer of any issuer or registrant; and
  6. pursuant to paragraph 8.5 of s. 127(1) of the Act, Uitvlugt shall be prohibited permanently from becoming or acting as a registrant or promoter.

 

“Timothy Moseley”
Timothy Moseley